members and their clients confidential. Securities clearing houses and central securities depositories shall disclose their regulations on good governance to the public and involved persons after approval
share best practice and to collaborate on investment activity, credit analysis, risk management, engagement and policy related to climate change.
particular case, the SEC will monitor the progress of the legal proceedings and collaborate fully with relevant authorities to support law enforcement under the SEA. Remark: * SEC News Release No. 104/2017
offenders. The SEC is pleased and ready to fully support and collaborate with the inquiry officials,” said Mr. Anek Yooyuen, SEC Deputy Secretary-General and Spokesperson. ____________________Remarks: * SEC
mai. To promote and create opportunities for SMEs and startups to access new funding sources suitable for their business size, SEC and SET therefore collaborate to establish channels for SMEs and
companies for which SEC will collaborate with the Global Compact Network Thailand, (3) exchanging experiences between ASEAN SECs, and (4) putting the guiding principles framework into practice. In addition
guidelines and practices related to ESG issues. Moreover, SEC and SET have agreed to collaborate in joint research. The first project of which will be on the roles of each generation and the impact on
(i.e. ASEAN PLCs that scored 97.5 points and above or 75% of the maximum attainable score of 130); and (iii) Top 3 PLCs in each participating country. ACMF will continue to collaborate closely with the
protection are equivalent to those in Thailand.? Capital market regulators of the countries where issuing companies are incorporated have the authority to collaborate with the SEC in terms of enforcement and
disclosure CRAs should make disclosure and transparency an objective of their ratings activities; and Confidential information CRAs should maintain in confidence all non-public information communicated to them