representatives in safeguarding bondholders' rights, and facilitates the operations of bond issuers. This revision of the Terms and Conditions is a result of the ongoing collaborative efforts between the SEC
discussion, the SEC Secretary-General shared the SEC’s perspectives on ongoing efforts to elevate and develop the capital market as a whole. She also highlighted the SEC’s role in building trust and
SEC Secretary-General Ruenvadee Suwanmongkol said that the ongoing spread of COVID-19 is affecting some securities companies and derivatives business operators to the point that it is necessary to
underwriter to issue 4 consecutive quarterly research papers after the initial public offerings process to provide the public adequate and ongoing information for investment decision making. The SEC is seeking
, underwriters must put in place an effective conflicts of interest prevention system. This aims at facilitating under the current circumstances.Meanwhile, the SEC supported investors to have adequate and ongoing
of the said order, EARTH was deemed to have concealed material facts which should have been stated to investors. On 7 February 2019, EARTH disclosed via the Stock Exchange of Thailand (SET) the
parties cannot be identified, and there are cryptocurrencies which allow transaction information to be concealed (privacy coins). Such features make it easy for digital assets to be used to commit
requires the information to be disclosed sufficiently, correctly, fairly and timely. Listed companies? executives or board members who disclosed falsified information or concealed facts that should be
the client made inquiry on the matter, he concealed the fact and embezzled the 1,000 baht gift voucher for himself. His acts were deemed dishonest in violation of Clause 20(1) of the Notification of