Bangkok, 17 August 2017 ? The SEC applauded 30 institutional investors and related agencies for announcing to adopt the Investment Governance Code (I Code).In February, the SEC Office teamed up with
ก.ล.ต. เปิดให้ผู้สนใจทั่วไปร่วมแสดงความคิดเห็นต่อ ?หลักการบริหารกิจการที่ดี? (Corporate Governance: CG Code) ซึ่งเป็นหลักปฏิบัติสำหรับคณะกรรมการบริษัทจดทะเบียน (บจ.) ในการบริหารกิจการ โดยมีกลไกการ
ก.ล.ต. เปิดรับฟังความคิดเห็นหลักการและร่างประกาศการเปิดเผยข้อมูลการกำกับดูแลกิจการตามแบบ 56-1 และแบบ 69-1 ให้สอดรับกับ Corporate Governance Code (CG Code) เพื่อให้บริษัทจดทะเบียนไปปรับใช้ตามความเหมาะ
The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Law, Chulalongkorn University, organized a practical workshop for listed companies on “Human Rights Due Diligence (HRDD)” under the Business and Human Rights Project for Thailand’s Capital Market (Phase IV), in line with the United Nations Guiding Principles on Business and Human Rights (UNGPs) and the OECD Due Diligence Guidance for Responsible Business Conduct. The workshop was held in Bangkok on 26-27 March 202...
Thiratanaphokin, (27) Mr. Prasit Siriyaowon, (28) Mr. Somkiat Intasara, and (29) Mr. Surat Arsirawat, colluded to manipulate the price and/or trading volumes of DPAINT on 28 October 2024, its first trading day on
) Miss Chatanun Tanasinwiwat, (10) Mrs. Panitanan Termkunanon, and (11) Mr. Nitis Sillamat, with personal relationships and securities trading activities within the group, colluded to manipulate the
Earlier, the SEC filed a criminal complaint against 32 individuals,* as co-principals, for jointly manipulating the price or trading volume of MORE shares during 18 July – 10 November 2022. Their
orders at prices several notches above the market price, in order to entice other investors to follow suit and force trading of KDH shares within a set price range ("Pump and Dump"). The aim was to
, financial transactions, or links with related parties, as well as through the sources of securities trading orders and their trading behaviors. In this regard, (1) Miss Thunyarat Suksawad, (2) Mr. Kittiphat