Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with SEC executives, participated in the Anti-Corruption Day 2024 under the theme “Transparent
The Securities and Exchange Commission (SEC), in collaboration with the Stock Exchange of Thailand (SET), provided information to the press at the monthly media briefing in September 2024. Mr. Anek
Following the tips from various sources to SEC, it has been found that there are several solicitations via social media platforms such as Facebook and YouTube for investment in seven products that
Al Zaabi from the Securities and Commodities Authority, United Arab Emirates. Key developments at the GEMC meeting included the SEC participation in the proposed work on Fintech in emerging
misconduct was deemed taking an unfair advantage of other persons in violation of Section 241 and liable to penalties under Section 296 of the Securities and Exchange Act. The Criminal Fining Committee has
: Equal score to last year?s assessment due, in part, to little progress on regulatory reform over the past two years. In addition, the SEC and the Stock Exchange of Thailand (SET) were advised to enhance
Bangkok, July 19, 2012 ? Joint effort of the SEC and the Stock Exchange of Thailand (SET) eventually succeed as exemption of capital gain tax from the sale of securities in the capital markets
Bangkok, July 7, 2014 ? The SEC revised rules on mutual fund selling agents to allow additional channels for investment in mutual funds, expected to put into effect by early August 2014.Vorapol
exchange of views and experiences between audit committee members and experts. Vorapol Socatiyanurak, SEC Secretary-General said that the seminar aimed at help preparing audit committees to perform their
improvement in the Thai capital market.Among all companies listed on the Stock Exchange of Thailand (SET) and Market for Alternative Investment (mai), 475 or 90 percent of them participated in the assessment