offenders aforementioned do not consent to settle the case with the SEC. Therefore, the SEC has submitted the case in writing to the public prosecutor for filing lawsuits in the Civil Court against the three

considered that both offenders do not consent to settle the case at the SEC level.  Therefore, the SEC has submitted the case in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek

delivery upon exercise of conversion rights. The agreement should allow respective counterparties to settle damages claims so as to protect investors? interests and lessen possibility of litigation;4

considered to settle his current case with harsher punishment.

, revising the conditions for obtaining a license to allow applicants to choose whether to engage in mutual fund or private fund management, thus avoiding the burden of setting up systems for services they do

in each type of assets. In this regard, asset management companies may choose to invest in mutual funds that concentrate on a specific type of assets and require specific expertise of fund managers

may consider further extension. If the AGM 2020 agenda contains only matters for acknowledgement, asset management companies and REIT managers may choose to send out such information instead of

a mechanism for PVD to automatically choose a suitable investment policy for members who do not make a choice by themselves by taking into consideration such members’ characteristics such as age and

criteria are relatively more relaxed, and the expenses do not cause excessive burdens on the issuers. Companies capable of complying with the regulations may choose to be listed and traded on BdL or

securities businesses.  The proposed revision covers the principles and the draft Ministerial Regulation for a new licensing scheme whereby an applicant could choose to solely apply for a specific license