offering registration statement and draft prospectus ("filing"). In this regard, one of the conditions for termination of the debenture holder representative's duties which appears in a draft
-2 / 18-3 Application for Establishing Representative Office Abroad Securities Company / Derivatives Intermediary Name of Company
Application for Establishing Representative Office Abroad Securities Company / Derivatives Intermediary Name of Company
ratio under the terms and conditions, changing the limit from not exceeding 3:1 to not exceeding 5:1. The SEC requires that the bondholder representative analyze the benefits and shortcomings as well
financial advisor on the approved list of the SEC Office. “bondholders’ representative” means a bondholder’s representative whose name appears on the list of the persons who are qualified as bondholders
brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas representative office; (3) the appointment of a person, who has registered as bond trader with the Thai Bond
capital management; (c) securities borrowing and lending; (d) inter-dealer brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas representative office; (3) the
representative office; (3) the appointment of a person, who has registered as bond trader with the Thai Bond Market Association, to be investment consultant for providing consultation on debt securities for
CIS Operator ) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator ( issued by CIS Operator ) [ ] 5. Evidence on the appointment of an authorised person