have revealed that he confirmed with a customer that the RMF units the customer had bought in 2011 were redeemable without breaching the terms and conditions of the tax benefits. However, the actual
units of long-term equity fund (LTF) bought in 2013 in order to invest in another fund. After reviewing the LTF investment account of such client, {A} informed the client that selling LTF investment units
the said OSCAR shares between UWC and TNP. On the day that UWC transferred OSCAR shares to TNP, TNP transferred OSCAR shares to the other party at the much higher price than TNP bought from UWC. It was
said OSCAR shares between UWC and TNP. On the day that UWC transferred OSCAR shares to TNP, TNP transferred OSCAR shares to the other party at the much higher price than TNP bought from UWC. It was also
securities businesses. The proposed revision covers the principles and the draft Ministerial Regulation for a new licensing scheme whereby an applicant could choose to solely apply for a specific license
) Totaling Return : 6,993 ordinary shares of Pek I ndustries Co., Ltd. At par value Baht 800.80, amounting to Baht 5,600,000 The price at which Mr.Boonkiet Chokwattana bought from the Legal Execution
17/09/2015 Mr. Ratanachai Phatinavin Between February 24, 2014 and February 28, 2014, Mr. Ratanachai Phatinavin has illegally bought 9,000,000 shares of Eastern Star Real Estate Public Company Limited
of COL at a price higher than the market price at the time, which would create a positive impact on the share price of COL. After knowing such inside information, Worawoot and Patcharapat bought COL