Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to
SEC studied regulations in other countries to find proper guidelines for supervision, focusing on standardized services and putting investors first. The matter is still under the discussion with
SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For
the development of the application that would be beneficial for investors, with which basic information can be convenient found and inspected. This application is another one of the measures
appropriate and sufficient personnel, communication system, customer service system, and internal supervision system, and these systems must be compatible with the additional technology apart from the
, and appropriate internal supervision system. Moreover, the systems must be compatible with the additional technology apart from the regulations in standard criteria for conducting business. The
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7045 SEC begins public hearing on digital asset advisers and fund managers as new businesses under supervision have expressed interest and discussed with SEC the
https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7045 SEC begins public hearing on digital asset advisers and fund managers as new businesses under supervision have expressed interest and discussed