the SEC Office according to the methods and procedures prescribed in the Licensing Manual for the Public. We have studied, acknowledged and understood the Personal Data Protection Policy for internal

. ____________________ *   The execution of trading orders of capital market products based on an automated program that runs product selection and trading placement without interference from any factors and according

made falsifying document deceiving this clients that the orders had been executed and claimed that the Automated Trading System (ATS) faced problems. He also deceived his clients to withdraw their

processed. Instead, he falsified documents to deceive the clients that their orders had been executed.  He also deceived the clients that the Automated Trading System (ATS) failed to function and thus asked

in many markets."The SEC believes that continual capacity building of human resources in the securities industry is vital to the health of our capital market and the economy.  Although automated

in many markets.The SEC believes that continual capacity building of human resources in the securities industry is vital to the health of our capital market and the economy.  Although automated program

summarized as follows: (1) Pre-payment fee for SME and personal loans under installment plan: Calculation of pre- payment fee shall be based on the outstanding principal and period for exemption of pre

Automated High-value Transfer Network (BAHTNET) for Bank Customers, dated August 23, 2019, which came into effect September 2, 2019. The new rules aim to increase security and efficiency in providing funds

personal expenses and the depreciation because of the expanding capacity of subsidiaries. Sincerely yours, (Mr.Pongpat Patanavanich) Managing Director

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ โปรดรอสักครู่... เรื่อง : สัมมนาเรื่อง  “การเตรียมความพร้อมกรรมการ และผู้บริหารระดับสูงในเรื่อง Personal Data Protection”  (ฺBO) วันที่ : 05/03/2020