systems for custody of client assets and Know Your Customer (KYC) were inconsistent with the standards accepted by the Anti-Money Laundering Office.As a result of the application rejection, Coin Asset
system (KYC) that are appropriate to evaluate product risks against characteristics of each customer; - separate departments or personnel responsible for customer assets safekeeping from other operational
e-service Online Submission See canceled document Securities Brokerage Business >> Protection of Customer Assets (Section 98(3)) Type Title Section See Document Status Notified Date Effective Date 1
e-service Online Submission See canceled document Securities Underwriter Business >> Protection of Customer Assets (Section 98(3)) Type Title Section See Document Status Notified Date Effective Date
| - |- Branch Office | - |- Foreign Derivatives Agent |- Margin Requirement (Section 18) |- Other related business (Section 22) |- Protection of Customer Assets (Section 33) |- Internal operation of Securities
applying for a digital asset exchange licence.? The applicants failed to meet the approval criteria regarding important work systems. For example, the systems for custody of client assets and Know Your
Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of Interest |- Securities Lending / Credit Balance (Section 102) |- Protection of Customer Assets
| - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities Allocation (Section 81) Business Operation Rules |- Net Liquid Capital Rule
year. The amortization of intangible assets - The Group's customer relationship was Baht 8 . 1 9 million. The staff has been added as planned. Increased employee expenses. And expenses. Information
Assets like Customer Relationship and Production Formula. 2/ NTA of UAC from audited consolidated financial statement as of 31 December 2017 only shareholders’ equity, excluded non-controlling interests is