to certain types of personnel; for instance, wealth advisor who gives advice on asset allocation and selects suitable securities for individual client, investment analyst, and fund manager, in
, financial and capital markets and; for instance, the Vice Chairman of the National Economic and Social Advisory Council, Chairman of the working group providing advice to the Council of Ministers on the
1. เอกสารแนบ เรื่อง การให้บริการออกแบบการลงทุน (wealth advice) (นจ.(ว)9/2561)
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service
นำส่งประกาศและซักซ้อมความเข้าใจเกี่ยวกับการให้บริการออกแบบการลงทุน ("wealth advice")
Of Details Advice IT Infinite Public Company Limited 2024 Reviewed Consolidated Q3 30/09/2024 Advice IT Infinite Public Company Limited 2024 Reviewed Company Q3 30/09/2024 Advice IT Infinite Public
significant requirements have been added; for instance:- Shares publicly offered must be listed on the Stock Exchange of Thailand;- Regulatory mapping in the area of investor protection must be prepared
, it will be able to seek technology-based advice from the Industrial Technology Assistant Program (iTAP) of the National Science and Technology Development Agency (NSTDA) where such business will be
public and the securities known by its business operation; “investor contact” means a person who contact, solicit, giving advice or prepare an investment plan to the investor or to client of securities