adhering to ethics and professional standards issued by the association and approved by the Office, mutatis mutandis, only the part of investment management. Clause 14. In cases where the person listed in
management company, mutatis mutandis , only the part of investment management; (2) perform duties by adhering to ethics and professional standards issued by the association and approved by the Office, mutatis
professional standards as stipulated by the association and as approved by the Office, mutatis mutandis , only in the part of investment management. Clause 11. In the event that any person listed in the register
professional standards as stipulated by the association and as approved by the Office, mutatis mutandis, only in the part of investment management. Clause 11. In the event that any person listed in the register
adhering to ethics and professional standards as stipulated by the association and as approved by the Office, mutatis mutandis, only in the part of investment management. Clause 11. In the event that any
investment advisory company shall arrange mutual fund rating only after having been approved by the Office in accordance with the following rules: (1) having a complete work system for operating the mutual
underlying shares are needed, and the change of conversion rights is caused by the events as specified in the second paragraph, the approved person is allowed to issue additional underlying shares only if it
outsourcing. Division 1 Outsourcing central utility function _______________________ Clause 12 In case of outsourcing central utility function , an intermediary shall assign only a person approved by the SEC
. Division 1 Outsourcing central utility function _______________________ Clause 12 In case of outsourcing central utility function, an intermediary shall assign only a person approved by the SEC Office to be