A person who has held the position of director or general manager as approved before this Notification comes into force or as approved in accordance with Clause 46 shall take a training course
Notification No. SorKhor. 25/2547 before the effective date of this notification or the person who has been registered or approved to be marketing officer under the Notification No. SorThor. 67/2543 or the
Notification shall be deemed to be the approved person under this Notification, and for the purpose of renewing an approval, it shall be deemed that the date on which an approval to be listed in the register of
with rules and procedures prescribed in the Notification of the Capital Market Supervisory Board governing prohibited characteristics of personnel in securities business. Clause 17. A person approved to
of the job title; (8) “Fund Manager” means fund manager approved by the Office of the Securities and Exchange Commission according to the notification of the SEC Office governing rules, conditions, and
the company, regardless of the job title; (8) “Fund Manager” means fund manager approved by the Office of the Securities and Exchange Commission according to the notification of the SEC Office governing
) of the Notification on Standard Conduct of Business shall include the following characteristics and shall comply with the Notifications of the Associations approved by the SEC Office: (1) supervising
. The connected persons of the employees under the first paragraph shall be in accordance with the Notification of the Associations approved by the SEC Office. Notified this 7th day of April 2015
. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the