countries, such plan shall at least contain details of an efficient operational management, monitoring and supervision system, and record keeping system including readiness of personnel; (4) have good
shall at least contain details of an efficient operational management, monitoring and supervision system, and record keeping system including readiness of personnel; (4) have good management record as
contain details of an efficient operational management, monitoring and supervision system, and record keeping system including readiness of personnel; (4) have good management record as follows: (a) for the
operation in foreign countries, such plan shall at least contain details of an efficient operational management, monitoring and supervision system, and record keeping system including readiness of personnel
ระบบงานที่เกี่ยวข้องซึ่งผู้ประกอบธุรกิจต้องให้ ความส าคัญ ได้แก่ 1. IT Risk Management 2. Record Keeping โดยข้อก าหนดและตัวอย่างวิธีการต่าง ๆ มีรายละเอียดตามเอกสารแนบ II. เหตุผลความจ าเป็นและวัตถุประสงค์
having gross profit of 93.04 million baht, representing gross profit ratio 15.60 % of sales. Major causes of the decrease in gross profit came from the Thai baht appreciated against the US dollar was
on securities and exchange. Chapter 1 General Provisions Clause 4 Any securities company undertaking custody of clients’ assets , whether for the purpose of keeping, purchasing, selling, borrowing or
its intention to use a client’s rights and benefits without the client’s order or consent given in writing. Chapter 2 Record Keeping of Clients’ Assets Clause 12 A securities company shall prepare