March 31, 2021 6 The Executive Committee or any other person entrusted by the Executive Committee shall be authorized to take any arrangements necessary for and relating to the execution of the agreement
Section 112 Securities and Exchange Act B.E. 2535 Section 112. In operating the business of securities brokerage, a securities company shall enter into a written agreement with the customers who
the lowest price from 2 independent appraisal companies, who are independent appraisers authorized by the SEC, from machineries evaluation as well as negotiation and agreement between the Parties. The
in order to stimulate the investor to invest in units; “underwriter” means a securities company of which license is allowed to underwrite units; “associated person” means any person having one of the
the format provided on the SEC website. 1.8 Auditor An authorised auditor under the Hong Kong Law who is allowed to audit and affix signature to express an opinion on the audited financial statements of
aggregate of more than 75% of all shares with voting right; (15) Foreign investors with the same characteristics as such investors under (1) to (14) mutatis mutandis ; (16) Juristic person as permitted, on a
more than 75% of all shares with voting right; (15) Foreign investors with the same characteristics as such investors under (1) to (14) mutatis mutandis; (16) Juristic person as permitted, on a case-by
companies undertaking securities business. There are two types of investor contact , i.e., Investor Contact Type A permitted to conduct securities investment analysis, and Investor Contact Type B permitted to
. There are two types of investor contact, i.e., Investor Contact Type A permitted to conduct securities investment analysis, and Investor Contact Type B permitted to conduct securities investment analysis