) การทำธุรกรรมขายหลักทรัพย์โดยยังไม่มีหลักทรัพย์นั้นอยู่ในครอบครอง (short sale) การทำธุรกรรมการซื้อโดยไม่มีสัญญาขายคืน (reverse repurchase agreement) การกู้ยืมเงิน หรือการทำธุรกรรมการขายโดยมีสัญญาซื้อคืน
BUILDING PRODUCTS PUBLIC COMPANY LIMITED Disclosure Business News ( 3 record(s) found) Date Time Heading Link 27/09/2022 08:25 Connected Transaction in Respect of Office Lease Agreement Extension 28/06/2022
The derivatives dealer shall inspect, supervise and take responsibility to ensure that its staff and personnel are complying with the law on derivatives and the guidelines issued under such law
derivatives dealer shall inspect, supervise and take responsibility to ensure that its staff and personnel are complying with the law on derivatives and the guidelines issued under such law including the code
derivatives fund management contract shall have the characteristics in compliance with the following rules: (1) Having a clear scope of investments or restrictions of investments; (2) The agreement shall not be
agreement shall not be in the manner which may cause conflict of interest between the customer and the derivatives fund manager as well as related persons as specified in the notification of the Office unless
procedures and methods for each back office work which ensures that the management company complies with laws or the agreement made with its customers or investors. (b) contingency plan for emergency
back office work which ensures that the management company complies with laws or the agreement made with its customers or investors. (b) contingency plan for emergency circumstances which may