caused his aggregated holding of META shares to reach or pass a multiple of 5 percent of the total voting rights of META. But he filed inaccurate reports (Form 246-2) of his holding of META shares after
held in his securities account and private funds of 6 people to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of TIGER
leasehold registration date with an incremental of not more than 10% every 3 years or equivalent to the maximum amount of Baht 47,812,275 payable in 30 years which aggregated to the total amount of Baht
เพื่อเป็นการยกมาตรฐานในการปฏิบัติงาน ในส่วนที่เกี่ยวกับการเปิดเผยข้อมูลการจัดการกองทุนรวมเพื่อความยั่งยืน (Sustainable and Responsible Investing Fund) ให้มีลักษณะที่ไม่ทำให้เกิดความเข้าใจผิด
Mr. James Gray Mr. James Gray, the management responsible for Antella Investment Inc., operated securities brokerage businesses without proper licenses granted. SEC Act S.301 Criminal Complaint
ภาคผนวก : แนวทางปฏิบัติในการเปิดเผยข้อมูลของกองทุนรวมเพื่อความยั่งยืน (Sustainable and Responsible Investing Fund)เอกสารแนบท้ายแนวปฏิบัติ (แนบท้ายประกาศ นป. 2/2565)
voting rights of JAS which caused his aggregated holdings of JAS shares to exceed 50 percent. The amount of his holdings of JAS was a significant degree of control of JTS. However, Mr. Pete failed to
Supervisory Board concerning the Rules on Personnel in the Capital Market Business to be a temporary highest responsible person during the process of appointing the highest level responsible person in the
prepare and submit a monthly report of aggregated data and update the system each time the reporting forms are revised. The proposed amendment involves submitting granular data with specified details and
Mr. Kusol Sangkananth Mr. Kusol Sangkananth, Chief Executive Office who is responsible for the operation of Max Metal Corporation Public Company Limited ("MAX"), did not order or act in