, however, there is any matter that SEC Board has not specifically specified, then the provisions under the Trade Association Act will be applied mutatis mutandis; (2) Provision that will
SEC studied regulations in other countries to find proper guidelines for supervision, focusing on standardized services and putting investors first. The matter is still under the discussion with
consideration the supervisory costs, industry competitiveness, burdens to intermediaries, and simplified methods of fee calculation. The two draft notifications regarding the aforesaid matter are expected to come
matter to ensure that the investors will have accurate and clear information for investment decision-making. Meanwhile, investors are urged to follow up the company?s clarification and take precaution in
2026), the SEC has determined that the matter does not constitute a case involving special necessity or urgency as prescribed by law. Accordingly, the SEC has extended the public hearing period to 30
an investment management business. The amendments aim to prevent the use of the initial public offering channel as a regulatory arbitrage tool. The public hearing on this matter was completed in May
enhance their entire value chains. The UN Women’s guidance and tools will empower listed companies to make tangible progresses in advancing gender equality and to provide clearer disclosure of their
, said: “Thailand’s capital market has been advancing on the ESG front with the promotion of ESG disclosure and reporting. Investment analysts are playing the next vital role by integrating ESG-related
fund management to create tangible positive impacts. The SEC believes that a strong “Tone from the Top” from the Board of Directors and senior management of AMCs will be key to advancing this agenda
play vital roles in advancing sustainability, ethical practices, and social responsibility. The Certificate in ESG Investing is aligned with the global standards and best practices of ESG investing