comments on the proposed amendments to the regulations regarding advertising by digital asset business operators. The key points are as follows: (1) Adjust the font size of the warning notices in
(1) adjust the accounting of the change in the shareholding proportion in KAL as the acquisition of an asset or a group of assets according to the relevant financial reporting standards, and (2
, and encouragement would be given to business operators to be able to adjust and expand their business. Accordingly, SEC will give priority to the participation of the business sector in giving
audit firm; (2) To relax the requirement on the number and nature of business whose financial statements must be given an opinion and affixed with the auditor’s signature, as well as to adjust the
, increasing competition, change of behavioural patterns, and changing demands of fundraisers, business operators and investors. As the capital market regulator, the SEC must adjust to these changes without
and then inform the client afterward. {A} admitted that her client had authorized her to help adjust the client's investment portfolio to cut losses in the account. She also confirmed the trading with
As the SEC and SFC have developed the bilateral cooperative framework regarding HK-TH MRF to facilitate cross-border offerings of funds between Hong Kong and Thailand, this by extension will help
Securities and Exchange Regulator of Cambodia (SERC) และร่วมหารือแนวทางการส่งเสริมความร่วมมือหน่วยงานกำกับดูแลตลาดทุนระหว่างไทยและราชอาณาจักรกัมพูชา ในประเด็นการพัฒนาผลิตภัณฑ์ในตลาดทุนข้ามกัน (cross-border
first half of 2020 was affected by the COVID-19 outbreak that wreaked wide spread havoc upon economies around the world. Moreover, the border closure policies, and travel limitations to control the spread
SEC and the Securities and Futures Commission (SFC) are developing a bilateral agreement for cross-border fund offerings under the HK-TH MRF project with the main objective of facilitating mutual