Checklist for Asia Region Funds Passport (ARFP) CIS Application Form Name of ARFP Passport Fund: _________________________________________________ Name of CIS Operator

Page 1 of 9 Form 35 – ARFP CIS Checklist for Asia Region Funds Passport (ARFP) CIS Application Form Name of ARFP Passport Fund: _________________________________________________ Name of CIS Operator

and belief all information given in this application form and the documents enclosed are true, accurate and complete. The text of each document is the same as that previously submitted to the Home

registration or any other similar operations from the home regulator: (1) ASEAN collective investment scheme; (2) APEC Asia Region Funds Passport; (3) foreign ETF. 2 “ASEAN collective investment scheme” means a

SMART’s failure to prepare and submit the accurate financial statements for Q1/ 2017 ended March 31, 2017 within the period specified by the Capital Market Supervisory Board. SEC Act S.300 Settlement

TTCL Public Company Limited TTCL Public Company Limited (“TTCL”) had a duty to prepare and submit the accurate financial statement for Q1 year 2020 in accordance with the notification of the

Checklist for Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand (HK-TH MRF) Application Form Name of Hong Kong Covered Fund

Page 1 of 9 Form 35 – HK-TH MRF Checklist for Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand (HK-TH MRF) Application Form

assessments which show that publicly listed Thai firms have efficiently met the ASEAN standards in the area of CG implementation and maintained the leading position in the region for the past three consecutive

to be the leading capital market in the region and on global forums while strengthening confidence of both Thai and foreign investors. This international event will also be the venue to stimulate