it applies for the license. In addition, the applicant must operate the business in a way that promotes, supports, or is related to services of securities business. It must also have network accessible

cross‑border investment within ASEAN more accessible, efficient, and liquid; and (2) Digital Working Group, covering the formulation of guidelines for tokenized investment products, the promotion of the

system (KYC) that are appropriate to evaluate product risks against characteristics of each customer;  - separate departments or personnel responsible for customer assets safekeeping from other operational

/RoyalEnactment/enactment-digitalasset2561.pdf*** For example, relevant service providers must have accessible contact and coordination services in Thailand, or the conditions for issuing new tokens (re-issue) must

investors in deciding to transact with the members so that the relevant persons would receive adequate, up-to-date and equal information through convenient and accessible channels.Remark: * The two

SEC to be replaced with other disclosure means, for example, disclosure of information via generally accessible channels of business operators or preparation and storage of information in a manner

investment or have had enough money for long term. Therefore, SEC has gone ahead with the main strategic plan this year, promoting qualified wealth advisors easily accessible by people to use fintech as the

intended to limit the spread of COVID-19. The health and safety of our staff and customers remains our top priority. Our teams constantly evaluate the situation and use appropriate protocols to serve

a guidance for companies to evaluate their internal control adequacy. This evaluation form is based on COSO1s framework (The Committee of Sponsoring Organizations of the Treadway Commission) revised

business continuity plan to minimise disruption to operations and ensure that the business remains viable during the virus outbreak. • Perform stress test to evaluate impacts on the business, financial