investment consultant and set the period for acceptance of her re-application for approval as capital market personnel for 5 years. In this case, the period for acceptance of her re-application for approval as
consultant and set the period for acceptance of her re-application for approval as capital market personnel for 5 years. In this case, the period for acceptance of her re-application for approval as capital
SEC therefore revoked the approval of {A} as capital market investment consultant and set the period for acceptance of his re-application for approval as capital market personnel for 2 years and 11
imposed a civil monetary penalty of 500,000 baht on the company. Prasit, who commanded or acted in such a way that resulted in the aforesaid violation by Mandawee Tour, contravened Section 300 in
market; (2) progress on the Digital Asset Regulatory Sandbox and Digital Asset Custodial Wallet Provider projects; (3) amendment to the SET's regulations concerning monetary fines for capital market
The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, along with executives, welcomed a delegation from the Monetary Authority of Singapore (MAS), led
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ได้เข้าร่วมเสวนา หัวข้อ “Stonked? Stability in the Face of Social Networks” ซึ่งจัดโดย Official Monetary
การเงินจากหลายประเทศทั่วโลกเข้าร่วม อาทิ Securities and Exchange Commission (สหรัฐอเมริกา) Financial Conduct Authority (สหราชอาณาจักร) Monetary Authority of Singapore และ Bank of Ireland โดยมีนาง
support national monetary and fiscal policy. The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the
Committee as follows : - a civil monetary penalty of 500,000.00 Baht SEC Act (before the fifth amendment) Section 241 Civil Action Dated 15/09/2017