Prof. Dr. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), joined a panel discussion at the academic seminar on, "ESG: The Next Chapter to
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), participated and delivered the closing remarks at the annual academic seminar, ACMA Business Forum
panelists who are academic legal experts and lawyers with experience in class action, consisting of (1) Mr. Pongdej Wanichkittikul, Presiding Justice of the Court of Appeal Region 1, (2) Dr. Poomsiri
Innovation for Enhancing the Efficiency of Public Sector Services and Operations.” The visit aimed to strengthen skills and enhance knowledge among support function personnel in the academic stream at the
an opinion on audit reports; 2.2 being affiliated with an audit firm that has an audit quality control system and the required number of personnel; 2.3 meeting other requirements, e.x., not having
and financial statements audited by an auditor who is employed by an audit firm that has been inspected by the SEC*; 2. Submit half-year and annual financial statements that have been
monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
Thailand: (1) being allowed to perform audit work under foreign law or rule; (2) being affiliated with an audit firm that has an audit quality control system and the required number of personnel; (3) meeting