approached nor was approached by any person interested in acquiring the company, and that he was unaware of any proposal for business takeover, while in fact a group of new investors had already expressed an
B.E. 2530 (1987) to be in line with the International Organization of Securities Commissions (IOSCO)?s principles, and to promote active engagement of market participants regarding securities business
- Name of related person: Kinpo Electronics (Philippines) Inc. (“KPPH”) - Relationship: KPPH is a subsidiary of Kinpo Electronics Inc. Kinpo Electronics Inc, holds 40.39% in the Company and holds 81.81% in
currency denomination and offered in foreign countries; “Foreign securities exchange” means a juristic person established under foreign laws which is allowed to provide services of securities exchange or
juristic person), which holds 53% shares in CPN and 100% owns CDS. 3. Details and nature of transaction 1) CPN shall sublease land, an estimated total area of 4 rais, which is a location of Central
as originally intended by the investor. In so doing, she made and sent false documents to the investor to lure the investor into believing that the subscription transactions had been executed
. In addition, the allegation by SEC are only the starting point of the criminal law enforcement process. Under this process, in order to adjudicate whether a person has committed an offense will
August 2023.*** In deliberating the imposition of administrative sanctions above, the SEC has taken into account the following factors, i.e. relevant roles and demeanors of the person under
major shareholder of the Company and a connected person under the Related Party Transaction Notification. The transaction of share purchase and acceptance of assignment of claims in the loan borrowed by
the Office 4.1 Eligible applicants (a) In respect of training course or seminar, the organizer such as training institutes or securities companies shall be the person to submit application to the Office