promotion of other types of mutual funds to enhance clarity and appropriate flexibility for such activities. The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are

by the public at large while the operating business must not create any conflict of interest with the securities business applying for the license.    In addition, the existing and new coming Type D

client had ordered to sell 50,000 shares at 19 baht per share on February 25, 2014 but {A} instead submitted the selling orders for 49,000 shares at 17.50 baht per share. {A} admitted doing such action

?Academic Alliance? project to develop knowledge management for public and private sectors as well as economic, social and capital market development. The project aims at creating quality graduates through a

. The surging price of the offshore ETF at the close market on December 30, 2011, however, resulted in irregularly high domestic mutual funds? NAV. Following the incident, the SEC in January 2012

Members Program (APC). The APC aims at educating the provident fund committee members on best practices, good governance and duties of the provident fund committee. The program includes knowledge on various

companies. Those companies? performances can be compared at ease and thus allows the users to make investment decisions more efficiently.  ?Bond Supermart? centralizes information of liquid corporate bonds in

so, which is deemed a refusal to resolve the case at the SEC level.Accordingly, the SEC has submitted a written request to the public prosecutor for filing a lawsuit against Mr. Suthee in the Civil

COI.Accordingly, the SEC is seeking public comments on the draft notification based on these principles. The consultation paper is available on the SEC website (www.sec.or.th) at https://www.sec.or.th/TH/Pages

unlicensed digital asset businesses. The list of such operators is available on the Investor Alert section of the SEC’s website at https://market.sec.or.th/public/idisc/th/InvestorAlert. Furthermore