documents, reports and accounts. His actions were therefore also deemed in contravention of Section 312 of the SEA. In this case, the SEC also found that the company secretary at that time responsible for

year, at least Level 1 assessment results are expected for all listed companies, indicating intent to comply with all relevant laws and regulations with ability to communicate with all stakeholders. For

commercialize the creativity. Meanwhile, with limited information generally distributed, investors seeking potential businesses would have a slim chance to meet up with these business operators.  At this juncture

person?s directorship and executive position at a publicly held company in accordance with Sections 89/4 and 89/6 of the SEA. In this regard, the SEC will not maintain Suthisak?s name on the Executive

and Accountancy, Chulalongkorn University, presented at the first forum of this year that investors stressed on information disclosure and expected disclosure quality which has been emphasized by the

redeemed the investment units of Bualuang Long-Term Equity Fund (B-LTF) as suggested by the bank's officers The redemption was in breach of a condition on investment unit holding period of at least 5

at setting a foundation to formulate a three-year strategic plan for 2016 ? 2018. The plan will include a study on market structure weakness conducive to exploitation and abuse along with enabling

exceeding 50,000 baht per company and not exceeding 500,000 baht during the 12 month-period. Moreover, they can cancel shares subscription at any time, except the remaining of offering period is less than 48

or further information, please call SEC Hotline at 1207.

consultation papers for all hearings are available at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments and suggestions through the website. In addition, comments on Stock