investment units of other funds under its management as an asset of the mutual fund, the fee rate shall be 0.001 percent of the net asset value under managment in each calendar year, calculating from the total

333/3 Vibhavadi-Rangsit Road, Chomphon , Chatuchak Bangkok 10900, Thailand Tel. +66 1207 or +66 2695 9587 Fax. +66 2695 9793 e-mail: oca@sec.or.th 1. Applicant details Mr. Miss Mrs. Other (please

the Capital Market (Normal) I hereby attach the supporting documents required by the Securities and Exchange Commission Office (“SEC Office”) and confirm my willingness to provide any other information

obtain licenses to undertake all types of securities business but not including financial institutions established by any other law which have obtained securities business licenses. Clause 4 A securities

with the Home Regulator does not contain the information specified in the registration statement listed above and other disclosure requirements stipulated by the SEC Thailand. Part III Certification of

statement listed above and other disclosure requirements stipulated by the SEC Thailand. Page 5 of 5 Form 69 – CIS full Part III Certification of Information Accuracy Dated this _______ day of __________

approved by, registered, or filed with the Home Regulator does not contain the information specified in the registration statement listed above and other disclosure requirements stipulated by the SEC

prepare a wrapper in case the prospectus as approved by, registered, or filed with the Home Regulator does not contain the information specified in the registration statement listed above and other

· Receipt of money transfer [ ] 10. Other supporting documents ( please specify ) _________________________________________________ * Documents 2. – 4. shall be prepared in accordance with the formats set out

/ Cash - Receipt of money transfer [ ] 10. Other supporting documents (please specify) _________________________________________________ * Documents 2. – 4. shall be prepared in accordance with the formats