falsification and false accounting record in violation of Sections 281/2, 307, 308, 311, 312, and 313 of the Securities Exchange Act B.E. 2535 (1992) (SEA). Wichai was sentenced to serve 20-year imprisonment and
assessment showed that 60 percent of listed companies on the Stock Exchange of Thailand (SET) have placed priority on anti-corruption practices while 19 companies have been certified by the Collective Action
Bangkok, June 7, 2016 ? The SEC has imposed a 10-year revocation of approval on a capital market investor consultant by the name of Pornthip Deesuk for performing duties dishonestly with the
Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She
person not the owner of securities trading accounts were failure to perform duties with responsibility and due care as the capital market professional, disguising that trading decisions were not actually
Bangkok, January 12, 2015 ? The SEC imposed suspension on {A}, a former capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for failure to disclose specific risk of
Ngern Tid Lor Public Company Limited Ngern Tid Lor Public Company Limited offer to sell newly issued securities in the category of Bill of Exchange (B/E) without approval from the SEC Office by
Kannithi Aviation Company Limited Kannithi Aviation Company Limited had duties to prepare and submit 10 results of the bill of exchange sale report to the SEC Office within the period as specified by
Convening the Extraordinary General Meeting of Shareholders No. 1/2020 To: The President The Stock Exchange of Thailand Enclosure: 1. Debt to Equity Conversion Scheme of Jutha Maritime Public Company Limited
Extraordinary General Meeting of Shareholders No.1/2019 (EGM 1/2019) To: The President of the Stock Exchange of Thailand Attachment: 1. Information Memorandum of the Purchase and Acquisition of Entire Business