SEC Search

Facebook page "Thai Gold Online" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 16/06/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2301&CaseYY=2568

Investor Alert : TikTok account "sbitoth5" impersonates "SBI Thai Online Securities Co., Ltd."

TikTok account "sbitoth5" impersonates "SBI Thai Online Securities Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 29/01/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0503&CaseYY=2568

Investor Alert : TikTok account "traderthaionline" impersonates "SBI Thai Online Securities Co., Ltd."

TikTok account "traderthaionline" impersonates "SBI Thai Online Securities Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 29/01/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0504&CaseYY=2568

Investor Alert : Facebook page "Hua Seng Heng Thai Gold" impersonates "HUA SENG HENG Co., Ltd."

Facebook page "Hua Seng Heng Thai Gold" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 18/04/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1570&CaseYY=2568

Investor Alert : Facebook page Thai gold stocks impersonates HUA SENG HENG Co., Ltd.

Facebook page Thai gold stocks impersonates HUA SENG HENG Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 30/08/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1616&CaseYY=2567

Investor Alert : Facebook page Thai Stock Trends impersonates HUA SENG HENG Co., Ltd.

Facebook page Thai Stock Trends impersonates HUA SENG HENG Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 09/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1719&CaseYY=2567

Investor Alert : Facebook page Thai Stock Trading Association impersonates Shining Gold Bullion Co., Ltd.

Facebook page Thai Stock Trading Association impersonates Shining Gold Bullion Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 16/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1802&CaseYY=2567

Investor Alert : Facebook page "Thai Gold Fund" impersonates "HUA SENG HENG Co., Ltd."

Facebook page "Thai Gold Fund" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 02/05/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1817&CaseYY=2568

Investor Alert : Facebook page Sawakami Thai stocks impersonates Sawakami Asset Management (Thailand) Co., Ltd.

Facebook page Sawakami Thai stocks impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 18/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1856&CaseYY=2567

Investor Alert : Facebook page "Thai Gold Mutual Fund 0nline" impersonates "HUA SENG HENG Co., Ltd."

Facebook page "Thai Gold Mutual Fund 0nline" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 07/05/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1868&CaseYY=2568