Company Limited Attention: President The Stock Exchange of Thailand The Meeting of the Board of Directors of KGI Securities (Thailand) Public Company Limited (“the Company”) No. 5/2018 held on 23rd August
14 November 2019 Subject: Management Discussion and Analysis for the 9-Month Period Ended September 30, 2019 To: Directors and Managers The Stock Exchange of Thailand Halcyon Technology Public
(Translation) UAC.CS/012/2020 May 14, 2020 Subject: Explanation of the operating results for the first quarter period ended March 31, 2020 To: President The Stock Exchange of Thailand Attachment
Securities and Exchange Commission No. Sor Thor. 29/2559 Re: Rules in Detail on Financial Resource and Risk Management of Securities Clearing Houses ________________________ By virtue of Clause 5 (1), in
Securities and Exchange Commission No. Sor Thor. 30/2559 Re: Rules in Detail on Financial Resource and Risk Management of Derivatives Clearing Houses ________________________ By virtue of Clause 5 (1), in
) ................................................................................................................................................................ 2. Type of the Applicant: Juristic person established under Thai Law Limited company Public limited company Stock Exchange of Thailand Over-the-counter trading center Association related
million baht, which created an unlawful benefit for Bhusana. Ploykaew, Gorawan and Nanthawat, who were ESES directors, assisted and supported the execution of such trading transactions. Case 5
trading LIVE shares and converting share warrants of the persons under (8) and (9). Case 2: Seeking improper benefits from the rental and buy-back of advertising billboards The persons under (1) - (3
voting guidelines. Vorrapol Socatiyanurak, Secretary-General of the Securities and Exchange Commission, Thailand (SEC) said that ?The institutional investors? attempt to set precedence in exercising
statement, Approval of the disposition of shares in subsidiary and Appointment of new director replacing resigned director To: The President, The Stocks Exchange of Thailand The Board of Directors’ Meeting of