in their business operation.The SEC is therefore proposing draft rules related to preparation and submission of data and information according to specific, standardized formats to facilitate ICO
conditions under the contract made with the responsible securities company. Thus, investors should be fully aware of risks associated with such specific type of trading
investors to use more tool-specific services and have more investment alternatives to meet their demands.Given wider varieties of investment advisory services and larger pools of investment product
suitability, update of customers’ information, use of consulting experts, no pressure on customers’ decision-making, and specific conditions for digital asset trading centers and dealers like a case of
, SEC Chief advised that financial institutions and business operators lay out a comprehensive risk management scheme, covering five specific areas of business operation, as follows
financial institution established under specific law. ?Recently, bills of exchange have been actively used for fundraising not only from institutional investors but also from private individuals either
by specific law.Public sector organizations must comply with the criteria and disclose information in the same manner as private issuers where filing of an application for offering approval is required
national employment system and students. In addition, long-term savings tools for specific professions, such as direct sales, will be developed and more varieties of investment channels will be created to
Funds: Trick or Treat,? said that trigger fund has recently become a popular kind of mutual funds among Thai investors because it advertises high returns within specific timeframes. However, there are
include, the following matters: (1) Determination of types and characteristics of investible assets based on principles instead of specific details; (2) Permission for mutual funds to invest in more