Results of Foreign Companies stipulate that the auditors who affix their signature in giving opinions on the auditing of financial statements of foreign companies as prescribed by such provisions or
in brokerage fee, fee and service income and other revenue on lower market trading volume and fluctuated market condition, Krungthai ZMICO was able to strategically control cost and improve operational
dishonesty; (3) During the course of three years preceding the year when the application is filed up until the date of registration as a qualified fund supervisor, not have operational records indicating the
three years preceding the year when the application is filed up until the date of registration as a qualified fund supervisor, not have operational records indicating the nature of deceit or dishonesty or
Clause 2 (3) must demonstrate policies and measures on risk control and management, operational management and internal control system in order to efficiently operate derivatives business, including
registration under Clause 2 (3) must demonstrate policies and measures on risk control and management, operational management and internal control system in order to efficiently operate derivatives business
) นโยบายและมาตรการในการบริหารความเส่ียงในดา้น credit risk, market risk, legal risk และ operational risk (ค) ระบบท่ีเหมาะสมและเช่ือถือไดใ้นการบนัทึกขอ้มูล การรายงานขอ้มูลต่อผูบ้ริหาร และการควบคุมการปฏิบติังาน
credit risk, market risk, legal risk และ operational risk (ค) ระบบท่ีเหมาะสมและเช่ือถือไดใ้นการบนัทึกขอ้มูล การรายงานขอ้มูลต่อ ผูบ้ริหาร และการควบคุมการปฏิบติังาน (ง) ขั้นตอนและวิธีการในการตรวจสอบ
management committee, an investment committee or an operational oversight committee, etc, or advisors of such committees. 2 (4) “departmental director” means a person who is in charge of internal affairs of a