KRUNGTHAI XSPRING SECURITIES COMPANY LIMITED Between July 1 , 2021 to June 30, 2024, KRUNGTHAI XSPRING SECURITIES COMPANY LIMITED, a company licensed Securities Brokerage, failed to comply with the

Bitazza Company Limited Between April 25, 2024 and November 25, 2024, Bitazza Company Limited ("Bitazza") as a digital asset broker, failed to comply with the rules, conditions and

or the failure to give instruction which is a duty required to be performed SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 41/2025 Dated

duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 4/2025 Settlement Committee Order No. 66/2025 Dated 30/05/2025

year 2023 through the transmission system of the SEC office within the period specified in the notification. However, the audited financial statements for the year 2023 were later filed with the SEC on

2023 through the transmission system of the SEC office within the period specified in the notification. However, the annual report for the year 2023 (Form 56-2) were later filed with the SEC on Novemver

crowdfunding debentures, which were due on January 25, 2024 to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.300 in conjunction with 57(6

instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 5/2025 Settlement Committee Order No. 91/2025

(Form 59) in accordance with the SEC’s regulations, as his spouse had conducted a transaction involving ARROW securities on 28 August 2020.. However, Mr. Lertchai failed to prepared and disclosed the

in securities holdings (Form 59) in accordance with the SEC’s regulations, as his spouse had conducted a transaction involving ARROW securities on 7 July 2020. However, Mr. Tanon failed to prepared