SEC Secretary-General Ruenvadee Suwanmongkol said: “This is the second time Thailand has participated in FSAP voluntarily because it is important that the development of the Thai financial sector
region presented an overview of the industry and the process of submitting the sale offer in each country, at the Industry Day Seminar organized by the Monetary Authority of Singapore. At this event, a
the public hearing on the proposed amendments to the regulations and the concerns raised by asset management companies in the focus group meeting held in October 2020. To this extent, the SEC amended
for investment in such product via online social media channels such as Facebook, YouTube and MRC - BIZ website. Earlier, in this regard, the SEC notified the company to end such conduct that may be
According to the SEC Strategic Plan, the goal of building competitiveness can be achieved through standard rules and regulations. In this regard, the regulatory guillotine scheme,* which focuses
continues. Therefore, SEC has filed a criminal complaint against all three persons with ECSD. In this regard, any person affected from such unlicensed activities should call ECD at 0-2237-7535 to provide
against securities and exchange law. This seminar is the starting point to help lawyers to be preparedness and extend their ability to advocate or advise investors on legal requirements and procedures
information on TSA, please visit: https://www.tfac.or.th/Article/Detail/119155 .) The consultation paper regarding this matter is available at https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=698
regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations.In this regard
investors can take advantage of disclosed information in making investment decisions and to support the sustainable development of the overall capital market. This is part of the implementation of the core