giving of advice or negotiation with a client is made on telephone or electronic means, a securities company shall keep the https://publish.sec.or.th/nrs/5776pe.doc Section 4 instruments or evidence
=10405 SEC orders temporary suspension of Zipmex services as digital asset exchange and digital asset broker On 12 January 2024, pursuant to Section 35, Paragraph 1, of the Emergency Decree on Digital
ให้สอดคล้องกับ https://dividend.sec.or.th/stat-report/16_DEF_PMF_REGIS_TH.doc Section 103 offence related to property committed with dishonest intent; (3) having been a director, a manager or a person
the property of the SEC Office. Chapter 2 Special Purpose Juristic Person Section 9. Securitization under this Emergency Decree shall be processed by a special purpose https://www.sec.or.th/EN
-specialjuristicperson1997-amended 061120 revenue. The fees shall become the property of the SEC Office. Chapter 2 Special Purpose Juristic Person Section 9. Securitization under this Emergency Decree shall be processed by a
category of private fund management; (7) “Specified property fund” means any mutual fund which https://publish.sec.or.th/nrs/4685pe.doc Section 4 instruments or evidence representing the rights to the
/ActandRoyalEnactment/Act/translate-deri.doc Section 4 instruments or evidence representing the rights to the property of a mutual fund; (7) certificates representing the rights to purchase shares; (8) certificates