avoid revealing the details of his related persons who entered into share trading transactions with RAM during 2012-2013. The said misconduct was in violation of Section 312 of the SEA. The SEC therefore

derivatives products to deposit money into banking accounts of two securities companies for Sureerat?s derivatives trading account. Such wrongdoing was in violation of Section 16 of the Derivatives Act B.E

client's assets in custody, no proprietary trading, and no responsibility in clearing and settlement of securities.  In addition, the lower rate of annual license fee will be offered for companies selling at

?s assets in custody, no proprietary trading, and no responsibility in clearing and settlement of securities.  In addition, the lower rate of annual license fee will be offered for companies selling at

ที่ออกโดยบริษัทแม่ จึงไม่ใช่การให้กู้ยืมเงินปกติ แต่การที่บริษัทหลักทรัพย์ไปลงทุนในตั๋วเงินนั้นต้องพิจารณาข้อกำหนดเกี่ยวกับ หลักเกณฑ์เรื่อง proprietary trading (ตามข้อ 12(8) และข้อ 25 ของ ทธ. 35/2556

Trading Commission ของสหรัฐอเมริกา (US CFTC) ได้เริ่มเปิดให้บริการซื้อขายสัญญาซื้อขายล่วงหน้าที่อ้างอิงสกุลเงินดิจิทัล (Bitcoin futures) ตั้งแต่เดือนธันวาคมที่ผ่านมา นั้น สำนักงานขอกำชับให้ผู้

concealing and continuing, which caused the trading of such securities contradicted normal market conditions in order to persuade other investors to buy or sell such securities. That is, he acted as follows

and continuing, which caused the trading of such securities contradicted normal market conditions in order to persuade other investors to buy or sell such securities. That is, he acted as follows

and continuing, which caused the trading of such securities contradicted normal market conditions in order to persuade other investors to buy or sell such securities. That is, he acted as follows

and continuing, which caused the trading of such securities contradicted normal market conditions in order to persuade other investors to buy or sell such securities. That is, he acted as follows