register pursuant to the specific rules under Clause 7 (2) and Clause 13 (3); (2) the appointee shall be a permanent employee of the management company and able to work full-time for the management company
) and (2) “retail client” means client other than an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to
the investor prescribed in (1) and (2) “retail client” means client other than an institutional client; “inside information” means any information which substantial to the change of price of the
an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to public and the securities known by its business
Thailand; (3) an international financial institution; (4) a juristic person established under a specific law; (5) a government agency and a State enterprise under the law on budgetary procedure; (6) the
ตน หมวด 4 specific fund หมวด 5 กองทุนดัชนี สวนที่ 1 company limit หมวด 6 กองทุนที่ลงทุน ตางประเทศ หมวด 8 กองทุนรวม วายุภักษ หมวด 9 country fund หมวด 10 กองทุนรวม สึนามิ หมวด 11 กองทุนรวม อีทีเอฟ
Approval for Undertaking Securities Business B.E.2551 (2008), the Securities and Exchange Commission hereby issues the following regulation: Clause 1. Financial institutions established under a specific law
Securities Business B.E.2551 (2008), the Securities and Exchange Commission hereby issues the following regulation: Clause 1. Financial institutions established under a specific law shall apply for the