behaviors of placing trading orders in a manner that misled the public about the price or trading volume of securities, including the placing of consecutive trading orders aimed at deviating the price or
At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business
at least on a quarterly basis;5. Modifying consideration procedures of underlying indices, management strategies, and disclosure requirements for inbound foreign ETFs to be in line with those
Jaisuk, Mr. Krittayot Kaewsathon, and Miss Yaowapa Dokrak, respectively. The winner announcement took place on 11 April 2024. The replay can be viewed at the SEC Facebook Page: https://www.facebook.com
qualifications*** (except for the qualifications of CIS operators above) in accordance with the specified criteria. The public consultation is available at the SEC website: https://www.sec.or.th/TH/Pages
committing the offenses shall be remitted to the Ministry of Finance as public revenue. Note: Details of civil sanctions and associated procedures are available at: https://www.sec.or.th/EN/pages
Supervisory Board.The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=805. Stakeholders and interested parties are welcome to give comments and suggestions via the
ทางเฟซบุ๊กเพจ “สำนักงาน กลต.” ประมาณ 1,700 คน ทั้งนี้ The 1st SEC Thailand International Digital Asset Webinar จัดขึ้นภายใต้แนวคิด “Policy Implication for Digital Asset Regulation : A Peak at
questionnaire available at https://forms.gle/9obfP7SDmaJ5775J7 until 2 June 2020. _________________________
12 March 2019. Currently, she does not perform duties at any securities company. In this regard, it is deemed that the approval as assistant manager or an equivalent position has lapsed since 12