complies with laws and regulations within the period set forth by the Settlement Committee. SEC Act S.300 Settlement Committee Meeting No. 2/2018 Settlement Committee Order No. 8/2018 Dated 21/02/2018

conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 9/2018 Settlement Committee Order No. 30/2018 Dated 26/09/2018

to violate section 246. SEC Act S.246 in conjunction with section 86 of the Penal Code Settlement Committee Meeting No. 9/2018 Settlement Committee Order No. 30/2018 Dated 26/09/2018

for sale newly issued securities shares for a private placement without obtaining a prior approval from the SEC on 11 October, 2017. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting

for a private placement without obtaining a prior approval from the SEC on 7 March, 2018. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 4/2019 Settlement Committee Order No

give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 45/2022 Dated 28/02/2022

failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 46/2022 Dated 28/02/2022

or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 5/2022 Settlement Committee Order No. 71/2022

Surya Kiran Investments Pte. Ltd. Surya Kiran Investments Pte. Ltd. (“SKI”) failed to comply with the regulations as specified by the Capital Market Supervisory Board by reporting the preliminary

securities. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 12/2022 Settlement Committee Order No. 185/2022 Dated 07/12/2022