Section 103 Securities and Exchange Act B.E. 2535 Section 103. No securities company shall appoint or allow any person with any of the following prohibited characteristics to be or to perform the
Act B.E. 2535 (1992). Clause 3. This Notification shall come into force as from 1 October 2008. Notified this 28th day of April 2008. (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of
virtue of the Securities and Exchange Act B.E. 2535 (1992). Clause 3. This Notification shall come into force as from 1 October 2008. Notified this 28th day of April 2008. (Mr. Thirachai Phuvanatnaranubala
Securities and Exchange Act B.E. 2535 (1992) and Section 139(5) of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.2) B.E. 2546 (2003) which contains certain
) -------------------------------- By virtue of the Section 126(1) of the Securities and Exchange Act B.E. 2535 (1992) and Section 139(5) of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act
Commission No. SorThor. 19/2552 Re: Report on Trading of Securities and Derivatives in Foreign Countries of Derivatives Broker _____________ By virtue of Section 14 and Section 19 of the Derivatives Act B.E
and Section 19 of the Derivatives Act B.E. 2546 (2003) which contain certain provisions in relation to the restriction of rights and liberties of persons which Section 29 in conjunction with Section 33