adopt the I Code as a guideline for work operation and investment.?Institutional investors are a key component of the capital market. Their adoption of the I Code will enhance trustworthiness of both
investment decisions. Investor education, market discipline and stakeholder participation are also emphasized apart from supervision and enforcement.Mrs. Sirivipa Supantanet, SEC Assistant Secretary?General
amendments to the rules governing equity trading in the secondary market in line with the primary market offering rules. The debt crowdfunding regulations have come into force since 16 May 2019. Earlier
whereby juristic persons or groups of persons from several sectors who are involved in the capital market in material matters would be entitled to propose a list of suitable candidates for the SEC Board to
2014, the 24 individuals were engaged in the manipulation of MILL shares, which caused the trading activities of the shares to be inconsistent with normal market conditions. In summary, (1) Mr. Sittichai
Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, said: “As a capital market regulator, the SEC recognizes the importance of encouraging sustainable and responsible investment and it is the capital
(RegTech) ประกอบด้วยการสร้างฐานข้อมูลเพื่อการตรวจสอบ (data-driven investigation) และระบบงานดิจิตอล (digital regulator)5) รับมือภัยคุกคามทางไซเบอร์ ด้วยมาตรฐานตลาดทุน (market-wide standards) และการซ้อมแผน
SGX ได้ให้ความสำคัญกับกรณีดังกล่าวโดยได้ดำเนินการตรวจสอบและได้วางมาตรการเพื่อแก้ไขปัญหาแล้ว โดยกำหนดให้ market maker เข้ามาทำหน้าที่ในช่วงก่อนปิดตลาด (call market) ซึ่งจะช่วยให้ราคาปิดเป็นปกติยิ่งขึ้น
promoting responsible investment of institutional investors. SEC Secretary-General Rapee Sucharitakul said: ?The Code is another initiative to build confidence in the capital market in line with the
personnel in the capital market business under Clause 31(1) of No. TorLorThor. 8/2557. The SEC, therefore, revoked the approval from their duties as securities investment consultants and will not consider