2007 to August 2010, she had traded securities through the client's account as she realized that the client did not check his trading records. In case of losses or making payment for purchase, she will
, after receiving report on suspicious activities. The SEC?s investigation and evidence found at the site indicated that during August 2009 ? February 2010, both companies had presented themselves on a
: Following the SET?s report on irregular trading of KC shares, the SEC probed into the case and found that the share price of KC from May 30 to August 18, 2008 had changes in volumes and prices that were
people, we believe that the quality of researches will be continually elevated. In this coming August, Thammasat University will present two research papers concerning tracking debentures for investment in
Thailand and other countries simultaneously or in proximate period. The regulations, to be effective in this August, will not only enhance competitiveness of the Thai capital market and increase investors
Bangkok, August 25, 2014 - The SEC organized ?2nd SEC Working Papers Forum?, jointly with the Faculty of Commerce and Accountancy, Thammasat University presented research paper on ?How stocks react
Bangkok, August 25, 2014 ? The ASEAN Capital Markets Forum ("ACMF") announced today that the ASEAN CIS Framework for cross-border offering of collective investment schemes ("CIS") is now operational
Bangkok, August 8, 2013 ? The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against former directors and executives of Agro Industrial Machinery Plc. (AMAC
Bangkok, August 15, 2013 ? The SEC, the Thai Investors Association (TIA) and the Thai Listed Companies Association (TLCA) co-announced Thai listed companies? success in the 2013 Annual General
Bangkok, August 19, 2013 - The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against {A} on the ground to believe that he sold {X1} Plc. shares by using non