quarter of 2016 because they failed to present correct information on the liabilities incurred from the company's issuance of bills of exchange (B/E). KC is also required to have a special audit on such B/E
respective fine of B5,363,120.64, B1,296,010.44, B3,723,416.40 and B333,333.33 on Paiboon, Pongsachalerm, Chaiwat, and Patara.Following the referral from the Stock Exchange of Thailand (SET), the SEC
, commercial bank has provided off-exchange derivatives trading service to clients with necessity to manage risk and some are not institutional investor. When the SEC prescribed additional goods and variables
referral from the Stock Exchange of Thailand (SET), irregularities were detected in relation to the trading activities of such shares by a certain group of persons. An SEC subsequent investigation revealed
POWER-P Plc. (POWER), for violating Sections 307, 311 and 312 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) by collusively falsifying POWER accounts worth totaling 34 million baht with
} Securities Plc., as well as {D}, {E} and {F}, for manipulating RICH share price.With the referral from the Stock Exchange of Thailand on irregular trading in RICH shares by a group of persons from May 10 to
cooperation with the Ministry of Interior, National Science and Technology Development Agency (NSTDA), the Stock Exchange of Thailand (SET), the Federation of Thai Industries, Thai Chamber of Commerce
exchange of views and experiences between audit committee members and experts. Vorapol Socatiyanurak, SEC Secretary-General said that the seminar aimed at help preparing audit committees to perform their
Bangkok, March 5, 2015 ? The ASEAN Capital Markets Forum (ACMF) announced that the Securities Commission Malaysia, the Monetary Authority of Singapore (MAS), the Securities and Exchange Commission
report, the SEC probed into the case and found that the said companies and persons, without obtaining license under Section 90 of the Securities and Exchange Act B.E. 2535 (SEA), jointly operated