Ref. No. U.SET 026/2018 30 May 2018 Subject: Subscription of 30 Percent of Newly Issued Shares in Vienna House Asia Limited To: The President The Stock Exchange of Thailand U City Public Company

then asked the client to transfer the subscription money into her own banking account without actually using the money to buy such shares for the client;    (2)  In July 2017, Nutnicha borrowed shares of

reference to a minimum guarantee thereunder). The entering into the Right to Sell Advertising Media Agreement constitutes a connected transaction pursuant to the Connected Transaction Notifications because

encumbrance of others to the borrower, and the borrower has to pledge asset as collateral to the lender in order to guarantee the borrower’s performance of obligation. Additionally, the lender has to return the

borrower, and the borrower has to pledge asset as collateral to the lender in order to guarantee the borrower’s performance of obligation. Additionally, the lender has to return the collateral to the

newly issued shares exclusively to the existing shareholders at a subscription amount not exceeding their holding proportion. PPO requires approval of the shareholders’ meeting and the newly issued shares

at the time, was committing wrongful acts against clients’ assets through misappropriation of their subscription money for mutual fund investment. In so doing, she fabricated and submitted false

entitled to subscribe for the shares at least 14 days before the subscription date, and the offering for sale of the existing shares shall not be advertised to the public. In addition, SEC has proposed an

subscription order of a client without contacting or giving advice to the client. She admitted having done so without providing details on the fund to the client. The SEC has therefore imposed a 40-day

than 3-year span and transactions relating to assets or services with connected person 10/05/2022 17:02 Approval on the loan guarantee for Saha Komehyo Company Limited, in proportion to its shareholding