Nuprapat and Kanchana with the Bangkok South Criminal Court.The Bangkok South Criminal Court and the Appeal Court ruled against Nuprapat and Kanchana and sentenced them to a five-year imprisonment for
. As the said four alleged offenders declined to enter the settlement procedure, the SEC therefore filed the criminal complaint against them with the DSI for further legal proceedings. In any case, the
trading period to be inconsistent with normal market conditions to mislead other persons that CHUO shares were in high demand at the time and lure them to trade such shares accordingly. His offense was in
nationality, on account of operating securities business without license.? Several foreign investors informed the SEC that Mr. Malpass, who resided in Thailand, had solicited them to transfer their pension
companies, to buy securities and then transfer them to the aforesaid friend's account.In addition, {A} instructed an investment consultant colleague in charge of a client's securities trading account to make
violation of the rules. The SEC therefore suspended them from duty as approved investment consultants for one month. The aforesaid misconduct is in violation of Clause 20(3) of the Notification of Capital
allow them to diversify investment risks. SEC Secretary-General Vorapol Socatiyanurak said that ?In general, infrastructure funds investing in infrastructure projects will obtain their revenue from such
, in consistence with the current market conditions. Moreover, as the SEC aims to enhance investors? knowledge and encourage them to make prudent investment decision based on proper information, the new
Sanction Committee (CSC) has resolved to impose civil sanctions* on the two offenders above, requiring them to make payments for the civil monetary penalties and the reimbursements of investigative expenses
themselves to be listed on the SET which in turn will allow them to have a long-term financial source and enhance their competitiveness with the forthcoming ASEAN Economic Community (AEC). The 2nd ?Pride of