, 2023 However, FL prepared and submitted the Complaint report of Q2/2023 to the SEC Office on JULY 18, 2023 later than the period specified by the law. SEC Act S.109 Settlement Committee Meeting No. 9

with the rules, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116

supervise TUCC to prepare the reviewed financial statements for Q3/2015 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. The statute of limitations ran out

, 2014) and the financial statements for Q1/2015 to the SEC and the SET within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act S.300 Criminal Complaint

(Form 56-2, 2023) to the SEC within the specified period. This case is in the process of inquiry by the inquiry official SEC Act S.56(2)(4) Criminal Complaint Filed with an Inquiry Official Dated 20/03

disclose the service quality information on Zipmex's website within the specified period in accordance with the notification. This case is under consideration of the public prosecutor. DAB Act S.30

transmission system of the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Board. This case is in the process of inquiry by the inquiry official. SEC Act S.56

the transmission system of the SEC Office within the period specified in the notification of Capital Market Supervisory Board. This case is in the process of inquiry by the inquiry official. SEC Act

2023 (Form 56-2, 2023) to the SEC within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act S.56 Criminal Complaint Filed with an Inquiry Official Dated 23

due on November 30, 2023 and December 30, 2023, to the SEC Office within the period specified by the SEC Office Notification, on two occasions. This case is in the process of inquiry by the inquiry