public and caused the price or trading volumes of the SA shares to deviate from normal market conditions. This case is in the process of inquiry by the inquiry official. SEC Act S.244/3(1) and (2) in
caused the price or trading volumes of the SA shares to deviate from normal market conditions. This case is in the process of inquiry by the inquiry official. SEC Act S.244/3(1) and (2) in conjunction
Mr. mitsuji Konoshita Mr. mitsuji Konoshita, as a Chief Executive Officer for the operation of Group Lease Public Company Limited (“GL”), shall be liable for section 300 and section 56 (1) - (4) of
section 300 and section 56(1) - (4) of The Securities and Exchange Act of Thailand B.E. 2535 (1992). In case of GL’s delayed to prepare and submit the accurate financial statements and financial reports
appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently that violate section 113 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick
to be able to operate the investment advisory service business efficiently that violate section 115 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick shall be liable for the
under Section 289. This case is in the process of inquiry by the inquiry official SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 22/01/2024
online platforms such as Facebook without obtaining license from the SEC by in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case