Previously SEC had a policy to support securities companies and derivatives business operators in Thailand (or intermediary business operators) to expand their scope of services for Thai investors to
as consultants to securities companies or relating to investment management, and other work within the scope of performing duties as personnel in the capital market business.
provide the five-step wealth advisory service under the scope of their licensed business. Other interested business operators may submit an application for approval to SEC and SEC will consider their
dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities
implementation. 2. Entering a Business Assistance Agreement with AM: IFA is of view that the scope of services, service fee, and other terms and conditions from the agreement are reasonable for GJS?s current
giving advice on trading derivatives contracts with underlyings of gold, precious metals, oil and foreign currencies, in a foreign market beyond the scope of permissible businesses granted to her employer
sale be planned to complete within May 2018) which has been in accordance with the approval from Extraordinary General Meeting of shareholders No.1/2017. Please be informed accordingly. Yours sincerely
formed joint venture: • The parties will provide resources to CC Polymers to complete the project in the most efficient and cost effective way. • Each of Alpek, IVHLP, and Far Eastern will have the right
customer and we can commissioning and complete the job project within due date and delivery plan. However the remaining backlog will be recognized within the 2nd quarter and 3rd quarter in 2018. For the
Baht 280.97 million to Baht 292.59 million. Revenue from Installation work also decreased by 50.75%, as the sub-contracting project nearly complete. Cost of goods sold increased 4.84% in portion of