operated without any license and is considered a violation of Section 26, resulting in an offense liable to the penalties under Section 66 of the Emergency Decree on Digital Asset Businesses. The actions of

of the Filing Form, effective 9 October 2023. As a result, the aforesaid persons are liable to the penalties under Section 300, in conjunction with Section 278 of the SEA;     2. Submitting the minutes

the inside information of NOBLE to Kongpat while knowing or possessing such inside information was deemed a violation of Section 242(2) in conjunction with Section 243(1), and liable to the penalties

return to the unitholders after the inside information was disclosed.Chanyarat’s and Eakarat’s acts were liable to be the offenses under Section 241 and subject to the penalties under Section 296 of the

the share price of RASA was in violation of Section 238 and liable to the penalties under Section 296 of the Securities and Exchange Act of 1992 (SEA). He agreed to enter the fining process. The

cases, none of the aforementioned entities had been licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the

offenses and penalties under Section 66 of the Emergency Decree. The SEC has therefore filed the criminal complaint against XT .COM with the ECD for consideration of further legal action.  Following the

penalties under Section 75 of the Emergency Decree. The SEC has therefore filed the criminal complaint with the CCIB for consideration of further legal action. In any case, filing a criminal complaint is

: Rules on Personnel in the Capital Market Business, as amended. (Executives are subject to penalties twice as higher than those imposed on investment consultants).

fees from audit firms and auditors in the capital market, and (3) the determination of penalties on audit firms and auditors in the capital market. The objectives of the amendment are to promote the