offenses committed by ALL stemmed from the orders or actions of Mr. Thanakorn Thanawarith, and Mr. Dusadee Lekyim. Therefore, both individuals are liable to the penalties under Section 300 in conjunction

of further legal action.    The criminal complaint above has caused the two individuals to have untrustworthy characteristics as director and executive of securities issuing company and listed company

, the public can verify the names of the soliciting companies or individuals on the SEC website at www.sec.or.th  or SEC Check First application, which also display the names of business operators under

, have played a critical role in supporting businesses and individuals through the Covid-19 pandemic. Now financial services have an equally important role to play as we recover - fostering a new, better

allocated assets prior to others. These customers must not be individuals with a relationship to the derivatives broker in such manners as director, executive, major shareholder and controlling person of

Growth.?PE is an investment of institutional investors or high net worth individuals who commit their money into targeted business having high growth potential and demanding funds for improving its working

financial institution established under specific law. ?Recently, bills of exchange have been actively used for fundraising not only from institutional investors but also from private individuals either

license with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) for further legal proceedings. With reference to clues and the SEC?s findings, the three aforesaid individuals

securities business operators and individuals before using their services or making investment decisions. In case of suspecious unlicensed securities business operation, please call SEC Hotline 1207 for

must be sold to institutional investors only; (4) An individual or a group of individuals may hold investment units at an amount not exceeding one third of the total units sold, except for those granted